UBS to pay $1.2M for placing client in annuity, securities-backed loan
UBS has to pay more than $1.2 million to a former client whose lawyer says she saw her life savings ...
Monday, May 25, 2026
Tag: UBS
UBS CEO Ermotti sees acquisition as an option for U.S. growth
UBS CEO Sergio Ermotti said the firm "cannot rule out" an acquisition when looking at growth paths for its business ...
UBS falls short in bid to overturn $95.3M arb award
UBS has again learned that courts have little interest in overturning multimillion awards handed down by industry arbitration panels.Processing ContentUBS ...
Wells Fargo’s indie channel pulls $2.1B team from UBS
Wells Fargo's division for independent advisors has picked up its fourth team with more than $1 billion under management with ...
UBS has a stark message for investors on Nvidia stock
Most Wall Street analysts cover Nvidia with spreadsheets built on earnings estimates and price-to-earnings ratios. UBS has a different tool ...
UBS joins major banks to test Swiss franc stablecoin in sandbox
UBS Group AG, Switzerland’s largest universal bank, has joined forces with five other major Swiss financial institutions to launch a ...
UBS gets OCC approval for national bank charter
UBS Processing ContentKey insight: The conversion to a national bank charter will allow UBS to expand the types of products ...
Tech outage halts trading at UBS
Key insight: A global technology outage briefly halted parts of UBS Group's trading business this week before systems were restored.Expert ...
Judge tosses UBS’ attempt to have $1M arbitration award quashed
A federal judge has rejected UBS' longshot attempt to have overturned a $1 million penalty FINRA arbitrators awarded a broker ...
63% of U.S. entrepreneurs are planning to exit their businesses. A new UBS report explains why
Despite tariff fears and recession warnings, the world’s top entrepreneurs are more optimistic than ever — and quietly preparing for ...
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