Stifel’s $200M barred-broker tab: 16 claims down, 23 to go
Stifel's tab for settlements and arbitration awards tied to a now-barred broker is pushing $200 million and — with more ...
Monday, June 1, 2026
Tag: Tab
Why book-an-appointment tab is high-stakes for RIAs
For prospective customers who find a financial advisor online, the little button inviting them to "book an appointment" marks a ...
Stifel’s tab for now-barred broker Roberts nears $200M
Stifel is adding $850,000 to its growing tab related to a now-barred broker accused of steering clients into unnecessarily risky ...
The first and only national digital and print magazine that connects individuals, families, and businesses to Fee-Only financial advisers, accountants, attorneys and college guidance counselors.