Stifel’s $200M barred-broker tab: 16 claims down, 23 to go
Stifel's tab for settlements and arbitration awards tied to a now-barred broker is pushing $200 million and — with more ...
Friday, September 18, 2026
Tag: Stifels
Stifel’s sale of independent unit delivers a Q1 revenue boost
Boosted by the sale of its division for independent advisors in February, Stifel logged its second-highest quarterly revenue total in ...
Stifel’s tab for now-barred broker Roberts nears $200M
Stifel is adding $850,000 to its growing tab related to a now-barred broker accused of steering clients into unnecessarily risky ...
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