How SEC’s e-delivery rule could cut paperwork, costs for advisors
Document delivery between financial firms and the SEC might be upgraded to what some in the industry consider an overdue ...
Monday, July 27, 2026
Tag: SECs
SEC’s novel ETF review draws early pushback over prediction markets
A little more than one week in, the SEC's request for public feedback on novel exchange-traded funds — those that ...
SEC’s Atkins criticizes off-channel comms enforcement
Bloomberg Securities and Exchange Commission Chairman Paul Atkins on Tuesday criticized off-channel communications enforcement activity initiated before he took the ...
Private credit, retail fraud top SEC’s enforcement priority list
The new head of the Securities and Exchange Commission's enforcement division is keeping an eye on stress in the private ...
NASAA asks states to eliminate conflicts with SEC’s new marketing rule
Even as advisors take advantage of an SEC rule that allows them to use client testimonials as part of their ...
Ethereum Price Bounces Amid SEC’s DeFi Regulatory Clarity As Bulls Eye $3000
Ethereum (ETH) price is one of the top gainers in the crypto market today, April 14, after a 9.27% gain ...
Crypto, tokenization and ETFs: SEC’s Peirce indicates openness
SEC Commissioner Hester Peirce is indicating an openness to work with Wall Street on emerging exchange-traded fund products tied to ...
SEC’s Paul Atkins Floats Crypto ‘Safe Harbor’ Exemptions
US Securities and Exchange Commission chair Paul Atkins says the agency should consider a “safe harbor proposal” to give crypto ...
The SEC’s new crypto rules are a win for free markets — and for America
The following is a guest post and opinion from Jeremy Boynton, Co-Founder of Pure Crypto.As Washington’s shutdown drags on, now ...
SEC’s Hester Peirce Apologizes For Agency’s Past Moves, Unveils Personal NFT Plans
Trusted Editorial content, reviewed by leading industry experts and seasoned editors. Ad Disclosure SEC Commissioner Hester Peirce has shared potential ...
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