SEC investigates Jefferies over First Brands collapse, report says
The Jefferies Financial Group Inc. headquarters in New York, US, on Monday, Oct. 20, 2025. Michael Nagle | Bloomberg | ...
Sunday, May 17, 2026
Tag: SEC
SEC enforcement actions plummet under Atkins
When Paul Atkins returned to the SEC this year to serve as its chair, he called for a "new day" ...
SEC Drives Bitwise Crypto ETF Forward With XRP and Solana Standing Firm
The SEC accelerated crypto’s ascent by approving a high-cap Bitwise 10 ETF that strengthens institutional access through transparent benchmarks, firm ...
AI Compliance: Applying Existing SEC Regulatory Frameworks To Fast-Moving Technologies
Given that the pace of technological change is often swift, regulatory bodies often struggle to keep regulations up to date ...
Harvard SEC Filing Shows Blackrock’s Bitcoin ETF Now Leads Its Public Portfolio
Recent Securities and Exchange Commission (SEC) filings show that Blackrock’s Ishares Bitcoin Trust (IBIT) has become the single largest position ...
Former SEC aide and Uniswap founder clash over decentralization’s true role
Four days after Uniswap Labs and the Uniswap Foundation proposed merging their operations and activating the long-awaited fee switch, a ...
Why (Most) Advisors Shouldn’t Serve As Clients’ Trustees: Ethical Conflicts, Dual Fiduciary Duties, And The SEC Custody Rule
Financial advisors are used to having close and trusting relationships with their clients, given the advisor's involvement in the intimate ...
Edward Jones signals new capital structure in SEC filing
Financial advisors at Edward Jones could soon see a major shift in the partnership's capital structure and how associates hold ...
How advisors are using AI without explicit SEC guidance
Advisors are often put off by new rules and regulations. But when it comes to generative AI and similar technologies, ...
XRP ETF Countdown Heats up as SEC Filings Surge and Bulls Eye Breakout Rally
XRP is on the brink of a major breakthrough as ETF filings surge, regulatory hurdles shrink, institutional access expands, and ...
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