SEC Enforcement Deputy Sam Waldon To Step Down As Agency Reshuffles Leadership
Sam Waldon, the Principal Deputy Director of the SEC’s Division of Enforcement, will leave the agency on July 31, 2026, ...
Thursday, August 6, 2026
Tag: SEC
Injective Files SEC Transfer Agent Registration For Regulated RWA Push
Trusted Editorial content, reviewed by leading industry experts and seasoned editors. Ad Disclosure Injective has filed Form TA-1 with the ...
SEC Approves Higher IBIT Options Limits As Bitcoin ETF Market Matures
The SEC has approved a NYSE Arca rule change that raises position and exercise limits for options on BlackRock’s iShares ...
SEC pushes private market access, but retail is already in
As the SEC pushes to open historically exclusive private markets to regular investors, prominent wealth managers are questioning whether more ...
Crypto won the ETF fight but now the SEC is questioning if things have gone too far
The ETF became one of Wall Street’s most powerful distribution tools because it turned market exposure into an easy-to-use and ...
SEC Small Business Meeting Adds Another Regulatory Date For Crypto Firms To Watch
Trusted Editorial content, reviewed by leading industry experts and seasoned editors. Ad Disclosure SEC Small Business Meeting Adds Another Regulatory ...
Elon Musk SEC settlement raises ‘red flags,’ judge says
Being the richest person in world history comes with its own headaches, and Elon Musk has a migraine-sized one when ...
62% of investors oppose SEC proposal to reduce public company quarterly reports
Most investors would prefer the U.S. Securities and Exchange Commission stick to quarterly reporting rather than requiring semiannual reporting for ...
Should advisors even care if SEC green-lights semiannual reporting?
Even though advisors might recommend clients invest in funds rather than individual stocks, having less frequent data in terms of ...
Philippines Is Ready for RWA Tokenization, SEC Commissioner Says
The Philippine Securities and Exchange Commission (SEC) has signaled that the country is ready to accommodate the tokenization of real-world ...
-1024x683.jpg "Judge Who Helped Violent Illegal Alien Evade ICE Faces New Test")
The first and only national digital and print magazine that connects individuals, families, and businesses to Fee-Only financial advisers, accountants, attorneys and college guidance counselors.