DOL fiduciary rule ‘contorts logic, facts and common sense’
The Department of Labor's proposed fiduciary rule has been widely reported but not yet well critiqued. A good starting point ...
Monday, May 4, 2026
Tag: DOL
DOL rule is gone, but rollover compliance questions linger
Even after the demise of a regulation that would have imposed tougher rules on 401(k) rollovers, experts say the trillion-dollar ...
DOL rule could reshape 401(k) access to alternatives
The U.S. Department of Labor has taken a significant step toward reshaping the retirement plan landscape, proposing a rule that ...
DOL moves to undo stricter independence test for brokers
The definition of an "independent contractor" — long a political ping-pong ball — could bounce back in brokerage firms' direction ...
DOL takes Morgan Stanley’s side on advisor deferred comp
The Department of Labor has weighed in on Morgan Stanley's side in a dispute over whether the wirehouse owes unpaid ...
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