NASAA asks states to eliminate conflicts with SEC’s new marketing rule
Even as advisors take advantage of an SEC rule that allows them to use client testimonials as part of their ...
Thursday, May 21, 2026
Tag: Conflicts
The Conflicts With This Iran War
QUESTION: Is it true that the Shia of Iran consider women to be animals? Should we not destroy that government? ...
Why (Most) Advisors Shouldn’t Serve As Clients’ Trustees: Ethical Conflicts, Dual Fiduciary Duties, And The SEC Custody Rule
Financial advisors are used to having close and trusting relationships with their clients, given the advisor's involvement in the intimate ...
10 Fee-Only Advisor Questions That Reveal Conflicts Fast
“Fee-only” sounds clean, but incentives can still bend advice. Assets-under-management fees reward gathering and keeping your money—even when paying down ...
SEC Delays Truth Social BTC & Ether ETF As Critics Flag Conflicts
Join Our Telegram channel to stay up to date on breaking news coverage The US Securities and Exchange Commission (SEC) ...
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