Sebi eases technical glitch norms for stock brokers, cuts compliance burden for smaller firms
Capital markets regulator Sebi announced an overhaul of its framework for handling technical glitches in stock brokers' electronic trading systems, ...
Saturday, January 10, 2026
Tag: compliance
CySEC Imposes New Reporting Rules on Crypto Firms for MiCA Compliance
Executive Interview | Aydin Bonabi | Founder, Surveill | FMLS:25 Executive Interview | Aydin Bonabi | Founder, Surveill | FMLS:25 ...
How to save on the growing costs and complexity of compliance
As e-invoicing becomes the global standard, multinational corporations are discovering a significant opportunity: unifying their tax technology stack to dramatically ...
International Shipping: How it Works, Export Docs, Compliance
B-Stock connects global buyers with top retailers’ excess and returned inventory. Whether you’re interested in cross-border shopping via North America, ...
FINRA calls attention to AI compliance risks
Brokerages should monitor not only their own use of AI, but also how third-party service providers and scammers are employing ...
A CIO’s Roadmap To Compliance And Competitive Advantage
November 2025 marks a turning point for India’s digital economy. With the notification of the Digital Personal Data Protection Rules, ...
AI Compliance: Applying Existing SEC Regulatory Frameworks To Fast-Moving Technologies
Given that the pace of technological change is often swift, regulatory bodies often struggle to keep regulations up to date ...
Top Hat Unveils AI-Powered Content Enhancer to Fuel Title II Accessibility Compliance
New capabilities in Top Hat Ace enable educators to quickly and easily transform static course materials into accessible, interactive content. ...
Sebi allows transfer of PMS business to simplify operations, ease compliance burden
Securities and Exchange Board of India (Sebi) has allowed portfolio managers to transfer their Portfolio Management Services (PMS) business after ...
YXT regains compliance with Nasdaq’s minimum bid price requirement (YXT:NASDAQ)
YXT.com Group Holding Ltd. (NASDAQ: NASDAQ:YXT) said on Wednesday it has regained compliance with Nasdaq’s minimum bid price requirement after ...
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