After getting $93M judgment nixed, Commonwealth settles with the SEC for $5M
The SEC has settled for $5 million in a landmark court case that had previously walloped Commonwealth Financial Network with ...
Friday, April 3, 2026
Tag: Commonwealth
Raymond James snags 6-advisor team from Commonwealth
LPL Financial's acquisition of Commonwealth Financial Network continues to provide a rich recruiting vein for Raymond James, which recently pulled ...
SEC moves to settle Commonwealth suit following $93M penalty reversal
In a sudden turn in a long-running case, the SEC has decided to settle a lawsuit over mutual fund recommendations ...
LPL says it’s kept the biggest, best Commonwealth teams
Headcount does not equal asset count.Processing ContentThat was the big message LPL executives had Thursday about the results of their ...
Commonwealth teams go to Kestra, Arkadios: Advisor Moves
Even in a short holiday week, the wealth management industry can manage a few notable recruiting and acquisition deals.Kestra Financial ...
Why advisors keep exiting Commonwealth, LPL
Savvy Wealth founder and CEO Ritik Malhotra likes to think Commonwealth Financial advisors are joining his team because it reminds ...
LPL looks beyond Commonwealth for more growth
For LPL Financial, it's the big deals like its purchase of Commonwealth Financial Network that often grab the most attention.But ...
LPL on course for 90% Commonwealth asset retention, CEO says
As LPL Financial nears its goals for retaining Commonwealth assets, the firm's internal recruiters are finding more time to devote ...
Commonwealth advisors leave for Cetera, Osaic, Raymond James
Commonwealth Financial Network advisors keep voting with their feet, moving to firms like Cetera, Osaic and Raymond James rather than ...
Commonwealth advisors head to Raymond James, Cetera
Raymond James keeps going to the Commonwealth Financial Network pulling up AUM and large advisor teams.The Manning Companies, a five-advisor ...
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